Publications and Reference Materials

• AML Monitoring Questionnaire
• AML Monitoring Questionnaire (Explanatory note)
• Disciplinary actions arising from practice review complaints
• Monitoring of AML compliance
• Quality assurance department report 2017
• Appendix 1 - Client list template for desktop review
• Quality assurance department report 2016
• New elements in the practice review selection process
• Tips for a smooth practice review
• Audit Health Screening Checklist
• Quality assurance department report 2015
• 境外會計師事務所臨時執業業務報告表
• Auditor's report signing arrangements
• Quality assurance department report 2014
• Letter to all practising members – practice review findings
• Quality assurance department report 2013
• Documentation requirements for group auditors and practical implications for auditor regulation in Hong Kong
• Quality assurance department annual report 2012
• Audits of group financial statements – HKSA 600
• Quality assurance department annual report 2011
• Quality assurance department annual report 2010
• 2010 report on practice reviews of practices with listed clients
• Quality assurance department annual report 2009
• Report on practice reviews of practices with listed clients
• Quality assurance department activities report 2008
• Practice review committee activities report 2007
• Practice review oversight board activities report 2007
• Policy on determining a group of identical practice units for the purpose of practice review
• Professional Accountants Ordinance
• Statements 1.400 and1.401
• Article in A Plus July 2009
• Article in A Plus April 2008
• Article in A Plus July 2007