Publications and Reference Materials
Quality Assurance Department Reports
- Quality assurance department report 2019
- Quality assurance department report 2018
- Quality assurance department report 2017
- Quality assurance department report 2016
- Quality assurance department report 2015
- Quality assurance department report 2014
- Quality assurance department report 2013
- Quality assurance department annual report 2012
- Quality assurance department annual report 2011
- Quality assurance department annual report 2010
- Quality assurance department annual report 2009
- Quality assurance department activities report 2008
- Practice review oversight board activities report 2007
- Practice review committee activities report 2007
Other publications
- Article in A Plus June 2020 - Risk-based supervision of accounting professionals concerning anti-money laundering and counter-terrorist financing compliance
- Compliance work for regulated entities
- Risk-based supervision of accounting professionals concerning anti-money laundering and counter-terrorist financing compliance
- Example AML CTF policies and procedures
- Example AML CTF policies and procedures
- Practice review scope and selection after audit regulatory reform
- Valuation on acquisitions and disposals
- Appendix 2 - Client list template for AML & CTF Monitoring Review (ACMR)
- Initiatives and measures to strengthen actions to deal with non-compliance
- AML Monitoring Questionnaire
- AML Monitoring Questionnaire (Explanatory note)
- Disciplinary actions arising from practice review complaints
- Monitoring of AML compliance
- Appendix 1 - Client list template for desktop review
- New elements in the practice review selection process
- Tips for a smooth practice review
- Audit Health Screening Checklist
- 境外會計師事務所臨時執業業務報告表
- Auditor's report signing arrangements
- Letter concerning Top 5 findings
- Documentation requirements for group auditors and practical implications for auditor regulation in Hong Kong
- Audits of group financial statements – HKSA 600
- 2010 report on practice reviews of practices with listed clients
- Report on practice reviews of practices with listed clients
- Policy on determining a group of identical practice units for the purpose of practice review
- Professional Accountants Ordinance
- Statements 1.400 and 1.401
- Article in A Plus July 2009
- Article in A Plus April 2008
- Article in A Plus July 2007
