Submissions on corporate governance-related subjects

The Institute has also reviewed and submitted comments on a number of major corporate governance-related consultation papers and proposals with corporate governance implications, including:


Date of submission Subject
13 December 2017HKEX - Consultation Paper on Review of the Corporate Governance Code and Related Listing Rules
30 September 2016

COSO – The exposure draft on the enterprise risk management – aligning risk with strategy and performance (June 2016 edition)

6 May 2016HKMA – Consultation paper on Empowerment of Independent Non-Executive Directors in the Banking Industry in Hong Kong
8 September 2014HKEx – Consultation paper on risk management and internal control: review of the Corporate Governance Code and Corporate Governance Report
9 November 2012HKEx – Consultation paper on Board Diversity
6 April 2011HKEx - Consultation paper on review of the code on corporate governance practices and associated listing rules
7 May 2008HKEx - Combined Consultation Paper on Proposed Changes to the Listing Rules
5 November 2007HKEx - Consultation Paper on Periodic Financial Reporting
28 February 2007IFAC ED - Proposed Good Practice Guidance: Defining and Developing an Effective Code of Conduct
28 April 2006IFAC ED - Guidance for the Development of a Code of Corporate Conduct
21 March 2005FSTB - Consultation Paper on Proposed Amendments to the Securities and Futures Ordinance to Give Statutory Backing to Major Listing Requirements
18 March 2005SFC - Consultation Paper on the Review of the Disclosure of Interests Regime under Part XV of the Securities and Futures Ordinance
20 December 2004LegCo Panel on Financial Affairs - Proposal to split the posts of chairman and chief executive officer of the SFC
31 March 2004HKEx - Exposure Paper of Draft Code on Corporate Governance Practices And Corporate Governance Report
14 January 2004FSTB - Consultation Paper on Proposals to Enhance the Regulation of Listing
17 October 2003Standing Committee on Company Law Reform (SCCLR) - a consultation paper on Phase II of SCCLR's Corporate Governance Review
30 September 2003FSTB/SFC - Consultation on the Proposal to Empower the SFC to Initiate a Derivative Action on behalf of a Listed Company
28 May 2002Insurance Authority - Guidance Note on the Corporate Governance of Authorised Insurers
17 May 2002HKEx - Proposed Amendments to the Listing Rules relating to Corporate Governance Issues
20 November 2001Standing Committee on Company Law Reform (SCCLR) - a consultation paper on Phase 1 of SCCLR's Corporate Governance Review